In the introduction to his
1919 dissertation, Der Begriff der Kunstkritik in der deutschen
Romantik, Benjamin describes his intention as follows:
"[D]ie romantische Theorie der Kunstkritik," Benjamin
proposes, "soll nach den romantischen Theoretikern der Kunst
systematisch dargestellt werden."[1]
Within this same introductory section, Benjamin also discusses
the programmatic limitations of his inquiry --"die Einschränkungen
der Fragestellung"[2]--
which are to assist in further defining the purpose and scope
of the dissertation. One of the most significant limitations
identified here is the exclusion of what Benjamin labels the "Gesichtsphilosophie"
implicated in the concept of romantic "Kunstkritik:"
Benjamin continues by restating
the purpose and scope of his dissertation as it appears in view
of this essential stipulation. He states specifically that his
dissertation will present the textual evidence for the romantic
"Kunsttheorie," but will not to discuss this theory's
underlying "standpoint." (Benjamin also indicates at
this point that his dissertation will focus most specifically
on Friedrich Schlegel's contribution to this theory):
Significantly, in his correspondence
written roughly at the same time as the composition of the dissertation,
Benjamin speaks explicitly and emphatically of this "messianism."
At one point in this correspondence, he describes it as "das
Zentrum der Romantik" --as constitutive of "die...unbekannte
wahre Natur der Roman-
tik"-- which, as he goes
on to say, can be treated his dissertation only in the form of
"ein...mittelbar[er] Hinweis."[5]
At another point, Benjamin explains that what he had actually
learned through the composition of the dissertation was "nämlich
einen Einblick in das Verhältnis einer Wahrheit zur Geschichte;"
and he concedes that this insight "wird allerdings darin
am wenigsten ausgesprochen sein, aber hoffentlich für kluge
Leser bemerkbar."[6]
In this same vein (and in the letter cited previously), Benjamin
also remarks enigmatically that what he wishes "in dieser
Arbeit erreicht [zu] haben [ist,] daß man diesen Sachverhalt
von innen heraus ihr entnehmen könne."[7]
It is the intention of this
paper to attempt precisely to "in-fer" or "recouperate"
this hidden messianic "Sachverhalt;" to make explicit
the theme of "romantischer Messianismus" which --although
implicated in "der Begriff der Kunstkritik" itself--
is presented only elliptically or implicitly in Benjamin's dissertation.
This paper will begin with an attentive reading of the explicit,
denotative content of the dissertation, with the hope of eventually
teasing out from it the messianic theme connoted within it. It
will then conclude by briefly attempting to ramify this early,
implicit conception of the messianic through reference to a subsequent,
explicit articulation of a messianic "Geschichts-philosophie"
developed in Benjamin's "Thesen" "Über den
Begriff der Geschichte."
In his dissertation's introductory
section --immediately after delineating the scope and purpose
of his investigation-- Benjamin focuses specifically on the nature
and importance of the "epistemological presuppositions"
which he describes as underlying the romantic theory of "Kunstkritik:"
"[Die] Theorie der Kunst ist auf das entscheidenste auf
erkenntnistheoretischen Voraussetzung fundiert"(15). "[D]ie
Darstellung jener [vorausgesetzten] Erkenntnis-theorie,"
as Benjamin goes on to say, "[ist f]ür das Verständnis
d[ies]es Kritikbegriffs...unerläßlich(16). Benjamin
subsequently asserts that this crucial "erkenntnistheoretische
Grundkonzeption" is identifiable specifically as "der
Grundbegriff der Reflexion"(16) --a conception of self-conscious,
subjective reflection whose origin he attributes to Johann Gottlieb
Fichte: "Das im Selbstbewußtsein über sich selbst
reflektierende Denken ist die Grundtatsache," according to
Benjamin, "von der [diese] [E]rkenntnistheor[ie] ausgeh[t]"(18).
And as such, it can be said to mark, as Benjamin describes it,
the "Übereinstimmung der Frühromantiker mit Fichtes
Position"(20).
In the body of his dissertation
proper --which is introduced directly after the prefatory remarks
cited just above-- Benjamin discusses the Fichtean "Grundbegriff
der Reflexion" in greater detail, and shows explicitly how
the "romantische Begriff der Kunstkritik" is derived
from this conceptual fundament. Accordingly, this paper's reading
of the explicit content of the dissertation will commence by itself
retracing Benjamin's account of this process of derivation: It
will begin with an examination of the epistemological presuppositions
obtained from Fichte's "Reflexionsphilosophie," and
will then proceed to examine the evolution of "Kunstkritik"
from this epistemology.
The presuppositional, broadly
Fichtean "Grundbegriff der Reflexion" can itself perhaps
be most effectively examined by considering in some detail Benjamin's
description of the fundamental, initial steps or acts implied
in the process of "Reflexion." The first of these steps
--or the first act of "[das] über sich selbst reflektierende
Denken"-- is designated by Benjamin simply as "das bloße
Denken"(27). Benjamin's description of this form of "Denken,"
it must be noted, is articulated specifically in terms of the
relation of this "thinking" to the particular object
or subject matter to which it is directed: "Das bloße
Denken," as Benjamin explains, "ist ein Denken von etwas...ist
dem Gedachten gegenüber Form...und [es] soll...die
erste Relfexionsstufe [gennant werden]"(27). At the level
of this initial "bloße Denken," thought can be
understood as relating to or "thinking" its given subject-matter
specifically by abstracting from it a particular "Form."
This form, in turn, can perhaps be best understood as representing
certain abstract qualities or properties which are themselves
derived or abstracted --and in this sense "formalized"--
from the object. And these properties should themselves be understood
as being thus abstracted and formalized to the point where they
become so abstract as to be applicable to all objects similarly
comprehended by thought. These properties or qualities --which
(for example) might be identifiable as the object's extension
in space, its color or density-- could thus be said to present
an ideal, universal "form" which would acquire actuality
and particularity only by being assigned a given "content."
This content (constituted, for example, by specific determinations
for this extension, color, density, etc.) must itself be understood
as being effectively nullified or overcome through its abstraction
and formalization. As such, this reflective stage can be described
as achieving both the positive definition an essential form, and
also as the negation of given content correlative to it.
The second stage of this
process --which is designated simply as "d[ie] zweit[e] Stufe...der
Reflexion," or "[das] zweit[e] Denken"-- is characterized
by Benjamin specifically as "d[as] Denken jenes ersten Denkens"(27,
28): At this stage, reflective thought must be understood as
being directed reflexively upon itself; as finding its object,
subject-matter, or content in the form abstracted in the first
stage of reflection; and as abstracting from this objectified
or "substantivized" form a second and new form: "Die
Reflexion im Sinne der Romantiker," as Benjamin explains,
"ist Denken, das seine Form erzeugt; [i]m zweiten
Denken," he continues, "kehrt in der Tat das erste Denken
verwandelt auf höherer Stufe wieder"(27, emphasis added).
Like the form abstracted at the first stage of reflection, this
second form must be understood as also being "formalized"
to the point where it would be applicable to any and all thoughts
similarly compre-hended, objectified and reflected by thought.
Also, this formal-ization --like that occurring in the first
"Reflexionsstufe"-- must be understood as achieving
the positive definition of this abstract form through the negation
of its particular content. It is in this way that this second
reflection should be understood as producing, as Benjamin indicates,
a "höh[ere] Deutlichkeit...und Klarheit"(31-32).
After thus describing this
"zweite Relfexionsstufe," Benjamin goes on to underscore
the fact that this second stage --in relating thought self-reflexively
with itself-- can be seen as being paradigmatic of all subsequent
stages of reflection: "Die eigentliche Reflexion in ihrer
vollen Bedeutung entsteht jedoch erst auf der zweiten Stufe, in
dem Denken jenes ersten Denkens"(28). "Die erkennnistheoretisch
maßgebende Form des Denkens," as Benjamin continues,
"ist also...diese Form...d[es] Denken[s] des Denkens"(28).
After attaining this definitive self-reflexive "form,"
the process of reflective thought must be understood as repeating
its self-reflexive function of self-formalization indefinitely
and infinitely[8]
--forming, as Benjamin states "[das] Denken des Denken des
Denkens und so fort..."(26, 30-31). In this way, reflective
thought can be described as constituting an unending "Steigerung,
Potenzierung der Reflexion" (57) --a progression which is
not simply cumulative and linear in fashion, but which must be
understood as developing exponentially:[9]
It must be conceived, in other words, as forming a succession
of reflections of ever "höher[e] Klarheit und Deutlichkeit,"
which would approach asymptotically[10]
a moment of absolute reflection, of total clarity and intelligibility.
Benjamin ends his description of the stages of this reflective
process with the following conclusion:
It is this process of infinite,
self-reflexive formalization and abstraction, then, which can
thus be understood as constituting the "erkenntnistheoretische
Grundkonzeption" derived from the Fichtean "Reflexionsbegriff."
Given this fact, it is possible to now retrace Benjamin's description
of the derivation of romantic "Kunstkritik" from this
suppositional epistemology. Such a task can perhaps be best carried
out by briefly noting a number of significant conceptual displacements
occurring throughout the first two-thirds of Benjamin's "systematische
Darstellung" of "Kunstkritik." In the case of
each of these displacements, that which is identified as the underlying
agency or center of reflection can be said to be substituted or
supplanted by a center or agency of a different nature. In this
way, that which was originally identified (at least implicitly)
as the agency of reflective abstraction and formalization --idealist
"Denken" or the Fichtean "Ich"-- is gradually
transformed, ultimately to be redefined as the romantic "Kunstwerk"
and its specific "Form."
To focus briefly on two essential
instances of such redefinition and displacement, one could first
note that half way through the first part of the dissertation,
Benjamin asserts the following: "Die romantische Kunstanschauung
beruht darauf, daß im [reflektierenden] Denken des Denkens
kein Ich-Bewußtsein verstanden wird"(39, 40); but instead,
the "Mittelpunkt" of this "Reflexion" is to
be understood as being "die Kunst, [und] nicht das Ich"(39).
At a second point --towards the end of the dissertation's latter
half-- Benjamin specifically identifies the agency of this "Ich-freie
Relfexion"(40) as being not simply "Kunst," but
rather, the form of the artwork or of the work itself: "[D]as
Organ der künstlerischen Reflexion" Benjamin states
apodictically, "ist...die Form"(87).
By thus supplanting "Kunst"
for "das Ich" --and then indicating that this notion
of "Kunst" can be substituted with that of its specific
"Form"-- Benjamin reveals the derivation of romantic
"Kunstkritik" from its underlying "Reflexionsbegriff"
essentially as occurring through the substitution of one paradigm
by another: Specifically, it can be described as the substitution
of the subjective, idealist paradigm of "das Ich" and
"Denken" with that of the romantic "Kunstwerk"
and its objective "Form." Correlative to this central
substitution or displacement must be understood to occur a series
of lesser terminological displacements: For the particular terms
describing the process of reflection must themselves be transposed
from the vocabulary of idealist epistemology to what would be
their formal, objective analogues in terminology of romantic "Kunstkritik."
Through such a transposition, reflection can be described not
as applying to the abstract form of thought or cognition, but
--as Benjamin indicates-- exclusively to the artwork and its formal
dimension:
One specific terminological
transposition of cardinal importance can be identified in terms
of what was earlier designated as the first stage of idealist
"Denken" or "Reflexion." This specific aspect
or moment in the reflexive process --in which form is abstracted
from the substance of a given object-- can be said to find its
objective analogue in what Benjamin designates as "bestimmte
Reflexion." Benjamin describes this particular, "formal"
mode of reflection as working to form ("bilden") "[die]
Individualität und Form des Kunstwerks"(73). His further
remarks indicate that this reflection accomplishes such an "individuation"
and "formation" precisely through the definition and
delimitation of reflection itself: Benjamin speaks specifically
of a "Selbstbeschränkung der Reflexion;" and he
goes on to make the significant claim that "[d]iese... Selbstbeschränkung"
works to achieve or produce ("leisten") that which he
designates as "die Darstellungsform des Werkes"(74-75).
Benjamin defines this "Darstellungsform" specifically
"als die relative, bestimmte ...empirische...Form des einzelnen
Werkes," and his descriptions repeatedly underscore the fundamental
importance of this form and of the first, "bestimmte"
reflection through which it is defined.[11]
Immediately after ascribing
"Selbsbeschränkung" to the "iso-lierte,"
"bestimmte" reflection of the "erste Reflexionsstufe,"
Benjamin defines the ultimate "Aufgabe d[er] Kritik"
as being the "Aufhebung" of all such forms of
limitation, "Beschränkung" and "Begrenzung"(73).[12]
In making this claim, Benjamin can be said to identify the essential
function of what would be the objective ana-log of the second
"Reflexionsstufe" of idealist reflection. As described
earlier, this "second" reflection --which is to take
the result of the first as its object, and abstract form from
its substance-- can be said to result in the supersession
and negation of the first "Relfexionsstufe." It is
precisely this destructive result or moment that Benjamin can
be said to consistently highlight in his description of this second
stage of objective reflection. Although Benjamin (it should be
noted) does not explicitly identify this destructive moment as
forming a second "Reflexionsstufe," he repeatedly underscores
the specific function of the "[Ü]berwind[ung] d[er]
Begrenztheit [d]er Darstellungsform" (91) --or (as he phrases
it elsewhere) as "[die] Auflösung...der positiv formalen
Momenten des Werkes"(77, 78). Additionally, it should be
noted that Benjamin further describes this destructive process
as being even tantamount to the complete eradication of the work
itself: "Die Kritik," as he states unequivocally, "opfert[,]
zerstört [und z]ersetz[t]...das Werk gänzlich"(85,
86).
Benjamin's emphatic insistence
on this dissolution of the individual work (as well as his failure
to designate this moment explicitly as second reflection) can
be said to be motivated by an important distinction --a specifically
qualitative distinction which would separate the second objective
"Reflexionsstufe" from the first. This underlying difference
(which is also closely connected with the aforementioned paradigmatic
nature of the second "Denken des Denkens") can be explained
as follows: In the second "Relfexionsstufe," it is
important to note that the object or content upon which reflection
acts is necessarily already the product of a previous reflection.
The form which would be abstracted from this content by the second
reflection would be descriptive not of something outside of reflection,
but only of objective reflection (or of idealist "Denken")
itself. As a result, the second (and also all subsequent stages)
of reflection must be understood as moving definitively beyond
any relation to an object, form, or "Werk" which is
external to reflection. It must be understood, in other words
as always reflecting and abstracting form from that which is already
reflected and formalized.
Furthermore, if form is itself
to be understood as constituting the "Organ" or agency
of this formalization and reflection (as Benjamin's aforementioned
remark indicates),[13]
then this continuing reflective process must be understood as
being carried out only through the agency of form and reflection
themselves. The formalization of form is performed, as such,
by form itself. Because reflection can thus be said to relate
to nothing but form --and to constitute this relation through
nothing but form itself-- it can be said to constitute a process
of self-relation which is also self-mediated, and in this sense,
always purely immanent to itself. In this way, reflection can
be further characterized as being constituted by an unbroken order
of an infinite number of such immanent, self-mediated self-relations.[14]
Benjamin can be said to designate
this continuity of self-mediated self-relation as a "Medium"
or --as he later designates it-- a "Kontinuum."[15]
And --referring to it throughout his dissertation-- he designates
it variously as a "Medium der Reflexion"(58, 60, 73),
"Reflexionsmedium der Formen"(87), "Medium der
Kunst"(40, 68) or "[eine] erfüll[t]e...Kontinuum
der Formen" (87, 88). Also, because this medium constitutes
that space within which the process of reflection is to develop
not in a merely linear manner, but to evolve exponentially --up
to the point of absolute "Potenzierung"-- Benjamin characterizes
this medium as being itself absolute: He describes it, for example,
as "ein absoluter Relfexionsmedium"(44), "[ein]
sich selbst reflexiv[es] Absolutum"(31) or --emphasizing
the "Form" or "Kunstform" to which this reflection
remains immanent-- as an "absolute" or "Universal-werk."[16]
(Additionally, it should be noted that Benjamin also describes
this absolute as being ultimately coeval with what he designates
as the "Idee der Kunst" itself.[17])
Given the fact that it is
only with the second reflection that the work of art becomes a
part of this absolute medium, the reason for Benjamin's insistence
on the primarily destructive or "auflösende" function
of this reflection now becomes apparent: For it is precisely
through the supersession and nullification of the work's individual,
empirical "Darstellungsform" accomplished at this point
that it becomes possible for the "Kunstwerk" to be in
fact "aufgelöst" or incorporated into the "Reflexionsmedium."
As a result, the "Auflösung" which Benjamin emphasizes
appears not as purely destructive, but can be said to present
the dissolution only of the artwork's the specificity and individuality
in order that it may enter into the unbroken plenum or unity of
the medium: Benjamin himself speaks, for example, of a "kritische
Auflösung ...der positiv formalen Momenten des Werkes...auf
ihren Zusammenhang...im Medium"(73, 77); and he describes
also how the process of "Kritik unwiderruflich und ernsthaft
die Form auflöst, um das einzelne Werk ins absolute Kunstwerk
zu verwandeln"(84).
Given such characterizations
--along with the related explanations and descriptions provided
above-- the general process of "Kritik" can be said
to appear as a process of "formal" reflection in which
the "Kunstwerk" is made to undergo a series of transformations:
The artwork is first defined in its particularity as an individuated
"Darstellungsform;" subsequently, it is trans-ferred
or "aufgelöst" into an absolute "Medium"
of self-related form; and --through an endless process of further
reflective "Potenzierungen"-- this form is finally made
to progress towards an ever closer proximity to or congruence
with the "absolute Kunstform."[18]
This general process of "Kunstkritik" can in other
words be said to appear as a "reflexion im Medium der Kunst"
through which the individuated artwork is defined, "medially"
encompassed, and finally united in an absolute whole --in a totalized
"Universalwerk." Referring specifically to Schlegel's
particular notions of "Gattung" and "Poesie"
--and emphasizing the objective nature of the critical process--
Benjamin summarizes the function of "kritische Reflexion"
as follows:
After having thus presented
the rudimentary aspects of the "frühromantische Begriff
der Kunstkritik" in their formalized objectivity, Benjamin
goes on to consider the "Schlegel[sche] Ironiebegriff"
in similarly formal, objective terms. Indicating first of all
that this irony can be explained only in the context of the specifically
"objektiven Momenten" in Schlegel's theory,[19]
Benjamin begins this explanation by distinguishing between two
essential forms of Schlegelian or romantic irony: "Für
die Kunstkritik," as he explains, "hat der Ironiebegriff
eine doppelte Bedeutung;"(82) and he characterizes the first
of these only very briefly as a "negativ[e]" and "subjektiv[e]
Ironie des Stoffes"(85). He also indicates that this first
type of irony must be understood specifically in terms of "[d]ie
Willkür des wahren Dichters, die...bewußt und pielerisch
waltet[, und] ihren Spielraum allein im Stoff hat"(83).
Significantly, Benjamin further remarks that "allein ist
dieser [Begriff der Ironie] bisher in der Literatur über
die Romantik aufgefaßt..."(82)
Benjamin proceeds to describe
the second "Ironiebegriff" in diametric opposition to
the first; and he characterizes it as "die [Ironie] der Form[,
nicht] des Stoffes, stating also that it must be understood as
being "[nicht] negativ und subjektiv, [sondern] positiv und
objektiv dagegen"(87, 85). Benjamin also inidcates that
this irony --in implicit opposition to its subjective counter-part--
has been largely neglected in scholarship; and he attempts to
offset this deficiency by describing it in some depth. This paper
will itself delineate this description at some length --not only
because this "Ironiebegriff" constitutes an intrinsic
part of "Kunstkritik," but also because it proves to
be crucial for understanding the dissertation's implicit messianic
theme.
Despite Benjamin's identification
of its positive nature, he initially describes this objective
irony in terms of its destructive function or potential: He characterizes
it simply as irony, "[die] über die Einheit der dichterischen
Form sich hinwegsetzt"(83), or "die in [d]er freiwilligen
Zerstörung...der Form...besteht"(84). It should be
noted that to these two straightforward characterizations, Benjamin
also adds that this irony must be understood as unfolding or presenting
itself within the context of the medium of reflection: "Diese
Form der Ironie...wie die Kritik...kann..sich nur in der Reflexion
darstellen;"(85) and as such, he notes that this irony "zeigt
eine auffallende Verwandtschaft mit der Kritik."(84)
At the same time, however,
Benjamin also maintains that formal irony --despite its destructive
function-- is characterized by "eine eigentümliche Positivität"(85).
It is this "Positivität," as Benjamin continues
to explain, which represents the "unterscheidendes Merkmal"
of this irony "von der ebenfalls objektiv gerichteten Kritik"(85-6).
Benjamin proceeds to delineate the "Unterscheidung"
or differentiation of this allegedly positive irony from "Kritik"
in the following way: Whereas "Kritik" "das Werk
gänzlich... opfert," Benjamin emphasizes that irony
"[z]erstör[t] allein...d[ie] bestimmte Darstellungform"
of the artwork; the negativity of this irony applies, as he indicates
later, only to "die Illusion in der Kunstform"(86, 106).
Benjamin goes on to identify that aspect of the work which is
"erhält" in irony specifically as being "die
Unzerstörbarkeit des Werkes"(86), or the "unzerstörbar[e]
Kern des Werkes"(106).
Thus, according to Benjamin's
remarks, it can be surmised that through the destruction of the
artwork in its illusory, individual "Darstellungsform,"
formal irony can be said to isolate and preserve an indestructible
element or nucleus which is inherent to the artwork. Benjamin
himself can be said to describe this paradoxical process of destruction
and preservation in the following way:
In his further description
of the way in which formal irony defines the "indestructibility"
of each work, Benjamin can be said to underscore the fact that
through this act of preservation, this irony works to accomplish
something which is not achieved at any single moment in the critical
reflective process. Specifically, Benjamin asserts that this
paradoxical process of destruction and preservation works to bring
the specific "Einzelwerk" (in its concrete particularity)
into relation to the absolute or "Idee der Kunst"(86)
(in its universal generality) Benjamin describes this
remarkable result in the following passage:
Durch die...Erhaltung des
Werkes [und die] Zerstörung
[sein]er bestimmten Darstellungsform...wird
die relative Einheit des Einzelwerkes
tiefer in die der Kunst
als des Universalwerkes zurückgestoßen,
sie wird, ohne
verloren zu gehen, völlig
auf diese bezogen"(86).
This irony, in other words
--by isolating the artwork's "Unzerstörbarkeit"--
can be said to bring to light the affinity or consanguity which
would link the individual work of art with the absolute or "Idee"
of art itself.
This remarkable capacity
of formal irony to thus bring these two extremes into relation
can said to be properly understood only in terms of the process
of objective reflection described at length above. In order to
explain this capacity in these terms, it is first important to
recall from the above explanation that the two extremes linked
by irony (the individual "Darstellungform," and the
universal "Absolute") must be understood as constituting
the very first and last stages in the reflective process constitutive
of criticism: The first, of course, would be the "erste
Reflexionsstufe" in which the individual "Darstellungsform"
of the artwork is defined. The other (which, in an infinitude
of reflec-tion, can be spoken of only hypothetically[20])
would be what Benjamin designates at one point as "absolute
Reflexion" --the reflection in which absolute "Klarheit"
or the "absolute Kunstwerk" is attained.[21]
It is also important to note that --according to the explanation
presented above-- this latter, absolute reflection must be understood
as deriving its content exclusively from that originally abstracted
and formalized in the "erste Reflexions-stufe:" For
the content formalized in any given reflection is always constituted
by that which was abstracted in the previous stage. Consequently,
it follows that there cannot enter into this content anything
that is not already present (at least potentially) already in
the first reflection. When this process is understood in this
way, it becomes clear that the form produced in the final, absolute
reflection can be described as originally existing in its potentiality
in the artwork from the start; and it is this potentiality --existing
in some manner throughout the course of the process of reflection--
which could be said to form that within the artwork which is ultimately
not destroyed through reflection
--its "unzerstörbare
Kern." However, in the sense that critical reflection was
described as totally destroying the work at each stage, this reflection
itself must be understood as being incapable of isolating this
potential at any one of its intermediary stages. It must be seen,
in other words, as being unable to demonstrate how that which
is formalized at any given stage of reflection can be directly
related to the form of absolute "Klarheit und Deutlichkeit"
defined by the "absolute Reflexion." In this sense,
critical reflection can be said to constitute a process in which
each particular act of negation and formalization is actualized
only in its discrete singularity --without being explicitly informed
by any projected, absolute unity or finality: "Denn nur
graduell," as Benjamin states, "ist die Einheit des
Einzelwerkes von der der Kunst... unterschieden"(86, emphasis
added).
Irony, on the other hand
--by virtue of its "eigentümliche Positivität--
can be understood as defining and protecting precisely that potentiality
which exists throughout the reflective process (but which is only
realized at the point of absolute reflection). In doing so, this
irony can be understood as defining that which is inherent or
common to all stages of reflection
--thus effectively establishing
the unity and significance of the reflective process as a whole.
Formal irony can be said to do this, furthermore, precisely in
the sense that it is able (at least figuratively), to comprehend
the two extreme points in the reflective process simultaneously
in their sustained duplicity; and it is in this sense that this
irony can be said to conform to conventional definitions of romantic
irony.[22]
Benjamin's description of this irony, it should be noted, culminates
in the following dramatic and suggestive depiction --a depiction
which appears to reinforce (but also in some way to exceed) the
terms in which irony was explicated above:
Such a vivid depiction of
this irony --and such a dramatic foregrounding of its revelatory
power-- can be described as charging this "Ironiebegriff"
with a significance which exceeds the ostensible meaning assigned
to it on the level of the dissertation's explicit content. It
is also possible to suggest that such a semantic "excess"
represents an extension of the meaning or significance of this
concept into the implicit, connotative dimension of this text.
And one could further propose that as such, this concept enters
into suggestive proximity or perhaps even direct association with
the similarly implicit thematics of "romantischer Messianismus"
encoded in the dissertation's connotative content.
That such an association
and suggestion is viable can perhaps be most effectively illustrated
by examining briefly the points where the hidden thematic of history
and the messianic rises
--albeit only instantaneously--
to the denotative, explicit surface or level of Benjamin's dissertation.
It is precisely such an examination that this paper now proposes
to undertake. And it proposes to carry this out specifically
in the hope not only of identifying the extended, connotative
significance of irony, but also of indicating the nature and organization
of the dissertation's implicit messianic thematic as a whole.
The first passage in which
these terms appear is located within the Benjamin's prefatory
"Einschränkungen zur Fragestellung" and has been
discussed at outset of this paper.[23]
However, it should be recalled that in this specific passage,
Benjamin indicates that "romantischer Messianismus"
is in fact implied in "Kunstkritik;" and that he also
concedes that this matter cannot be examined within the confines
of his dissertation.
At the second point where
these terms arise --appearing in the middle of the dissertation's
first half-- the particular term "Geschichte" appears
in the specific context of a discussion of the "absolute"
implied in the medium of reflection. Although this passage cannot
be said to be completely equivocal in its implications, it is
possible to point out that within it, Benjamin identifies the
significant possibility of the "[S]ubstituier[ung]"
(44) of the terms directly descriptive of the absolute implied
in the reflective process: More specifically, Benjamin (in considering
the various conceptual transformations occurring in Schlegel's
career) states that this absolute is indeed at one point definable
as "Kunst." He then proceeds to say that this definition
or designation can substituted with any number of other determina-tions;
and the one designation Benjamin underscores --albeit only obliquely--
is "Geschichte:"
By thus suggesting a possible
substitution of the terminology used to define the "Absolute"
from that of "Kunst" --through "Genie," "Religion,"
etc.-- to that of "Geschichte," this passage can be
said to imply the possibility of a terminological transposition
comparable to the one described earlier in this paper: For it
can be said that Benjamin --in proposing that the absolute can
be determined as history-- makes the implicit suggestion that
the entire apparatus of reflection implied in this absolute can
be similarly described not in the romantic vocabulary of the "Kunstwerk"
and its "Kritik," but in that of history and its interpretation.
The precise way in which this transposition is to occur can perhaps
be best illustrated by examining a further passage in which the
implicit "messianic" thematic appears.
The third and apparently
last point where this covert thematic emerges is located towards
the end of the dissertation's last half, and is marked by the
appearance of the phrase "romantischer Messi-anismus,"
as well as the word "Fortschritt." These terms appear
in a context where Benjamin is speaking specifically of the pro-gressive
nature --or, as Benjamin says, "die Progredibilität"--
of the reflective process. Benjamin states at this point that
this "progressivity" itself constitutes an "Erfüllungsprozeß;"
and that as such, he claims that it must be understood to unfold
in a "zeitliche Unendlichkeit" which he describes specifically
as being "medial und qualitativ" in character. Benjamin
is careful to emphasize that it is precisely the "medial
und qualitativ" character of this infinite temporality that
ensures that the progressive nature of reflection is distinguished
from the conventional notion of historical progress:
In a footnote accompanying
this passage, Benjamin explains that the one element which would
ensure that this process is indeed "medial und qualitativ"
--and thus also a human "Erfüllungsprozeß"--
is precisely "romantischer Messianismus:" "Dies
[(ie. der mediale und qualitative Charakter der zeitlichen Unendlichkeit)]
folgt aus dem romantischen Messainismus," as Benjamin says,
"und kann hier nicht begründet werden"(92).
It is in this indirect, negative
fashion that Benjamin can thus be said to indicate the way in
which the reflective process is to be described specifically in
the vocabulary of a similarly progressive, messianic historiography:
For in describing the progressive nature of the reflective process
as an "Erfüllungsprozeß ...wie das ganze Leben
der Menschheit," Benjamin can be said to indicate that this
process is specifically "temporal" and "historical"
in its import and significance. Given such a suggestion, it can
be further surmised that such a temporally-oriented reflective
process might derive its content from a concrete, relative object
which is itself historical in nature; and that it also might ultimately
abstract from this object a universal and absolute form which
is also historical in its significance. But of greatest importance
is the question of how the messianic component --which would ensure
that reflective process would at each stage be an "Erfüllungsprozeß"--
is itself to be articulated in terms of history and its interpretation.
Of the various elements and operations described above as being
constitutive of the reflective process, the one most directly
and consistently comparable to this messianic element would seem
to be "die Ironie der Form:" For the operation of this
irony --like that of romantic messianism-- can be said to ensure
that the process in which it is involved is indeed an "Erfüllungsprozeß;"
and it can be said to do this simply through its preservation
of the potentiality specific to the individual object --ensuring
that it is ultimately incorporated and actualized (and in this
sense, "fulfilled") in the absolute.
In order to properly illustrate
how formal irony --and its positive, protective function-- can
be understood as representing a displaced, transposed form of
romantic messianism, it is necessary to leave the confines of
Benjamin's dissertation --and to consider briefly how the messianic
thematic is articulated in an explicitly historiographical terminology
in Benjamin's "Thesen" "Über den Begriff der
Geschichte" of 1939. Consequently, in its concluding pages,
this essay will briefly examine this latter text --not to in an
attempt to achieve an overview of its contents-- but simply to
facilitate the isolation of a few fundamental points of analogy.
It is important to note that
within these "Thesen" --and in the paralipomena accompanying
them-- the specific term "messianisch" appears only
sporadically. However, when these scattered references are considered
concurrently, it becomes apparent that they point toward the presence
of two distinct semantic values underlying this one term: Put
very briefly, Benjamin --on the one hand-- speaks of "eine
messianische Still-stellung des Geschehens," and of a "Splitter
des Messianischen."[24]
In each these two instances, the term can be said to designate
a singular, eruptive moment --a fragmentary messianic instant
which (as Benjamin himself says in one of these references) would
be extracted "aus dem...Lauf der Geschichte."[25]
On the other hand, Benjamin --in the paralipomena to the "Thesen"--
makes reference at one point to a specifically "messianisch[e]
Idee der Universalgeschichte."[26]
In formulating such a phrase, Benjamin can be said to use the
term "messianic" --explicitly at this point and implicitly
at others[27]--
to denote a positive notion of history as a total or unified progression.
(This specific usage of the term "messianic" will be
further illustrated below.)
If the messianic --in addition
to these two divergent values or valencies-- is to be somehow
understood as additionally fulfilling the positive, protective
function earlier ascribed to irony, then it would have to be understood
as carrying out this function in relation to both of these meanings:
As operating (on the one hand) towards the preservation of a
discrete, fragmentary moment of the past; and (on the other) as
accomplishing this specifically in order that it may eventually
be incorporated into an absolute, "erfüllte" universal
history.
The various functions of
this term --as well its relationship to many of those used earlier
to describe romantic "Kritik"-- can be said to brought
together and ramified in Benjamin's description of messianic historical
"criticism" presented in the seventeenth of his "Geschichtsphilosophische
Thesen." As such, it seems appro-priate to cite this specific
thesis at some length below --using its comprehensive concision
to bring this paper to its conclusion.
However, before this passage
can be cited, it should be first noted that in it (as elsewhere
in the "Thesen") Benjamin designates the specific agent
through which the "messianic" process of preservation
and fulfillment are to be realized as the "historisch-er
Materialist" --and his statements in this passage are formulated
specifically as a description of the historical materialist's
task. It is important to further note that Benjamin begins this
passage by speaking of what can be characterized as the historian's
initial derivation --through a process of simultaneous destruction
and preservation-- of a specific historical content. This content
is designated in this context specifically as a "monad"
--a figurative, Leibnizean "Kern" containing the singular
potentiality of the concrete which is to be preserved through
the efficacy of the messianic. And in the end, this messianic
process appears ultimately to fulfill or absolutize this singular
potentiality in the context of a larger, integral universality:
Der historische Materialist
geht an einen geschichtlichen Gegenstand einzig und
allein da heran, wo er ihm als
Monade entgegentritt. In
dieser Struktur erkennt er das
Zeichen einer messainischen
Stillstellung des Geschehens,
anders gesagt, einer revolutionären
Chance im Kampfe für
die unterdrückte Vergangenheit.
Er nimmt sie wahr, um
eine bestimmte Epoche aus
dem homogenen Verlauf der
Geschichte herauszusprengen;
so sprengt er ein bestimmtes
Leben aus der Epoche, so
ein bestimmtes Werk aus dem Le-
benswerk. Der Ertrag seines
Verfahrens besteht darin,
daß im Werk
das Lebenswerk, im Lebenswerk die Epoche und
in der Epoche der
gesamte Geschichtsverlauf aufbewahrt
ist und aufgehoben.[28]
Just as the "Werk"
is said to be the sublation of the "Lebenswerk" (and
the "Epoche" that of the entire "Geschichtsverlauf"),
so too can the monadic "Kern" isolated by the historical
materialist itself be said to be similarly preserved and transformed
--and fully realized in terms of a messianic "Universalgeschichte."
Thus, (despite some conceptual and terminological differences)
it is possible to see from Benjamin's "Thesen" that
the messianic does indeed exist in intimate and suggestive correlation
with "die Ironie der Form" presented twenty years earlier
in Benjamin's dissertation.
In conclusion, it can be
said that the implicit messianic thematic presented in Benjamin's
Begriff der Kunstkritik in der deutschen Romatik manifests
itself in what might be termed a "reflective historiography:"
A historiographical methodology which, it must be emphasized,
would operate in a manner predominantly retrospective and protective
in nature --preserving the specificity of the historically concrete
for an absolutization which (because of its emphatically hypothetical
nature) would always remain beyond its conceptual grasp.
[1] Walter Benjamin, "Begriff
der Kunstkritik in der Deutschen Romantik," Gesammelte
Schriften, ed. Theodor W. Adorno and Gershom Scholem (Frankfurt
am Main: Suhrkamp Verlag 1980), p. 14. Please note that all
subsequent quotations from this specific text are taken from this
edition and will be noted within the body of the essay.
[2] This is the title given
to the dissertation's first prefatory sub-section; see p. 11.
[3] Later in this introductory
section, Benjamin states explicitly that his dissertation will
deal specifically with Schlegel: "Als die romantische Theorie
der Kunstkritik wird im folgenden diejenige Friedrich Schlegels
dargestellt"(14).
[4] It should be noted that
at the few moments in the dissertation where romantic messianism
is referred to explicitly, Benjamin's remarks can be said to be
essentially parenthetical in nature --or (in the case of the two
references cited above) to be confined entirely to the dissertation's
footnotes.
[4] Walter Benjamin, Briefe,
ed. Gershom Scholem and Theodor W. Adorno (Frankfurt am Main:
Suhrkamp Verlag, 1976), p. 108.
[5] Ibid., pp. 202-203.
[6] Ibid., p. 208.
[7] It is at this specific
point that the first, immediately salient divergence of the epistemology
of the romantics from that of Fichte can be identified. Benjamin
himself expresses this in the following way: "Das Interesse
an der Unmittelbarkeit der obersten Erkenntnis teilte Fichte mit
den Frühromantikern. Ihr Kultus des Unendlichen, wie sie
ihn auch in der Erkenntnistheorie ausprägen, trennte sie
von ihm und gab ihrem Denken seine höchst eigentümliche
Richtung" (25).
[8] More precisely, this
progression must be understood as being one in which the change
introduced by each successive stage or reflection would itself
change in its magnitude: Specifically, any one reflection occurring
in this process must be understood as being greater in its transformative
magnitude or power than the reflection previous to it. Webster's
Third New International Dictionary provides the following
definition and illustration for the term "exponential:"
"[It is] used especially in indicating variation in which
one variable factor depends upon another variable factor (culture
is said to grow in an exponential manner; and the number of inventions
is a function of the size of the cultural base -F.H. Hankins)."
(Webster's Third New International Dictionary (Springfield,
Massachusetts: G. & C. Merriam Co., 1961), p. 208.)
[9] Webster's gives
the following definition
of "asymptote,"
(and also provides the diagram reproduced on the right): "[A]
straight line associated with a curve such that as a point P moves
out
along an infinite branch of
the curve the distance from the point P to the line approaches
zero and the slope of the curve at P approaches the slope
of the line"(p. 136).
Accordingly, the curve described in this definition could be
said to schematize the progression of reflection, and the straight
line can be understood as itself representing the absolute. As
such, this curve --like the process of reflection itself-- would
appear to approach ever more closely the absolute, but never become
completely coextensive with it.
[10] It should be noted here
that the "Darstellungform" --as well as the reflection
giving it definition-- appear conspicuously and with especial
frequency in Benjamin's specific description of formal irony (see
p. 86; see below, p. 20).
[11] Benjamin's exact words
at this point are as follows: "Ihre Aufgabe erfüllt
die Kritik, indem sie, je geschlossener die Relfexion, je strenger
die Form des Werkes ist, desto vielfacher und intensiver diese
aus sich heraustreibt, die ursprüngliche Reflexion in einer
höheren auflöst und so fortfärt"(73).
[12] See above, p. 10.
[13] One can note here that
in the section of his dissertation entitled "Die Bedeutung
der Reflexion bei den Frühromantikern," Benjamin himself
speaks of an "Unendlichkeit des Zusammenhanges" (26)
--saying that "es sollte in ihr [(dieser Unendlichkeit)]
alles auf unendlich vielfache Weise... zusammenhängen."(26)
He additionally indicates at this point that the way in which
these elements are to "cohere" or interrelate is precisely
"in der Vermittlung durch Reflexionen"(27). Benjamin
also proceeds to explain that because each reflection must be
understood as being "unmittelbar in sich"(26), the mediation
provided by reflection can be further described as "eine
Vermittlung durch Unmittelbarkeiten." "Friederich Schlegel
kannte keine andere," Benjamin goes on to say, "und
er spricht gelegentlich in diesem Sinne von dem `Übergang,
der immer ein Sprung sein muß'"(27).
[14] It should be noted that
the term "Medium" appears throughout Benjamin's discussion
of both the specifically Fichtean and romantic modes of reflection.
As early as page 38, for example, Benjamin insists on the "Einheit
von Reflexion und Medialität," and characterizes reflection
(citing a description from Novalis) as existing in a state of
"`Selbstdurchdringung.'" A few pages later, Benjamin
further describes the "Reflexions-medium" as a "ein
stetige[r] mediale[r] Zusammenhang"(49); and later, as "ein
Medium, welches den Zusammenhang der Formen in sich birgt und
aus sich bildet"(111).
[15] Benjamin further describes
"die mediale Natur des Absolutums"(37) in the following
passage: "Die reflexion Konstituiert das Absolute, und sie
konstituiert es als ein Medium. Auf den stetigen gleichformigen
Zusammenhang im Absolutum...die man...als den Zusammenhang des
Wirklichen...in den Graden seiner deutlichen Entfaltung zu interpretieren
hat"(37). Benjamin also describes the "absolute Kunstform"
further in the following way: "In d[em Medium] hängen
alle Darstellungsformen stetig zusammen, gehen in einander über
und vereinigen sich zur absoluten Kunstform"(87).
[16] See p. 87, where Benjamin
makes the following assertion: "[Die] absolut[e] Kunstform...ist
identisch...mit der Idee der Kunst."
[17] Benjamin speaks of the
specific "Beziehung des einzelnen Werkes auf die Idee der
Kunst" on page 73 of the dissertation.
[18] Benjamin's exact words
at this point are as follows: "Sie [(die Ironie)] is an
dieser Stelle einmal darum zu behandeln, weil in einem bestimmten
Hinsicht mit d[en] objektiven Momenten seines [(Friedrich Schlegels)]
Denkens...in einem engen Zusammenhang steht"(81).
[19] This is the case, of
course, because of the infinite, asymptotic character of reflective
"Pontenzierung."
[20] For Benjamin's description
of "aboslute Relfexion," see pages 30-31 of his dissertation.
[21] See, for example, The
Princeton Handbook of Poetic Terms, ed. Alex Preminger (Princeton:
Princeton University Press, 1986), in which romantic irony is
defined as giving "expression" to "the paradoxical
nature" of such oppositions and polarities as the "absolute
vs. relative, subjective vs. objective"(109).
[22] See above, p. 2.
[23] Walter Benjamin, "Über
den Begriff der Geschichte," Gesammelte Schriften,
I, 2, p. 704.
[24] Ibid., p. 703.
For further description of this process of the "extraction"
of the messianic moment, see below, pp. 29-30.
[25] Walter Benjamin, "Über
den Begriff der Geschichte," "Anmerkungen," Gesammelte
Schriften, I, 3, p. 1234.
[26] An example of a further,
implicit reference can be found at another point in the paralipomena
where Benjamin says the following about the notion of a "Universalgeschichte:"
"Nicht jede Universalgeschichte muß reaktionär
sein. Die Universalgeschichte ohne konstruktives Prinzip ist
es. Das konstruktive Prinzip der Universalgeschichte erlaubt
es, sie in den partiellen zu repräsen-tieren. Es ist mit
andern Worten ein monadologisches. Es existiert in der Heilsgeschichte"
(Benjamin, I, 3, p. 1234). Also, within the "Thesen"
themselves, Benjamin speaks affirmatively of a historiographical
method which would accomplish the "[A]ufheb[ung] und [A]ufbewahr[ung]"
of "der gesamte Geschichtsverlauf"(Benjamin,
p. I, 2, 703, emphasis added).
[27] Benjamin, I, 2, p. 703.
Benjamin, Walter. "Begriff
der Kunstkritik in der deutschen Romantik." Gesammelte
Schriften. Ed. Theodor W. Adorno and Gershom Scholem. Frankfurt
am Main: Suhrkamp Verlag 1980.
Benjamin, Walter. "Über den Begriff der Geschichte." Gesammelte
Schriften, I, 2; also I, 3.
Bullock, Marcus. "The
Coming of the Messiah or the Stoic Burning
--Aspects of the Negated
Text in Walter Benjamin and Friedrich Schlegel." The
Germanic Review. Winter 1985, LX, 1. Pp. 2- 15.
Menninghaus, Winfried. Unendliche
Verdoppelung: die frühromantische Grundlegung der
Kunsttheorie im Begriff absoluter Selbst- reflexion.
Frankfurt: Suhrkamp Verlag, 1987. Pp. 7-71, 215- 223.
Es wird in ihr [(der Dissertation)]
nicht der...Versuch
gemacht, das historische
Wesen der Romantik darzustell-
en; mit anderen Worten: die
geschichtsphilosophische
Fragestellung bleibt aus
dem Spiel"(12).
[D]ie folgenden Aufstellungen...werden...besonders
hinsichtlich der eigentümlichen
Systematik von Fried-
rich Schlegels Denken und
der frühromantischen Idee
der Kunst, auch für
eine Wesensbestimmung Materialien
--nicht aber den Gesichtspunkt--
beibringen (12).[3]4]
* * *
[D]ieses Denken des Denkens...bildet
für die Frühroman-
tiker die Grundform alles
intuitiven Erkennens und erhält
so seine Dignität als
Methode; es befaßt als Erkennen des
Denkens jede andere, niedere
Erkenntnis unter sich...(28).
Ganz analog zu dem Gedanken,
mit welchem...Fichte die
Reflexion an der bloßen
Form der Erkenntnis sich mani- festieren sieht...bekundet den
Romantikern das reine
Wesen der Reflexion sich
an der rein formalen Erschein-
ung des Kunstwerks(72).
die Reflexion ist nicht...ein
subjektiv reflektier-
endes Verhalten, sondern
sie liegt in der Darstell-
ungsform des Werkes eingeschlossen,
entfaltet sich in
der Kritik um sich endlich
im gesetzmäßigen Kontinuum
der Formen zu erfüllen.
[Dieses Verfahren] wird in im
116. Athenäumsfragment
als Bestimmung der romantisch-
en Poesie bezeichnet, "alle
getrennten Gattungen der
Poesie wieder zu veriningen...Sie
umfaßt alles, was
nur poetisch ist, vom größten
wieder mehrere Systeme
in sich enthaltende Systeme
der Kunst..."(88).
Die formale Ironie...stellt
den paradoxen Versuch dar,
am Gebilde noch durch Abbruch
zu bauen.... Sie zer-
stört nicht allein das
Werk nicht, das sie angreift,
sondern sie nähert es
selbst der Unzerstörbarkeit(87,
86).
die Progredibilität
[ist] durchaus nicht das, was unter
dem modernen Ausdruck `Fortschritt'
verstanden wird[.]
Sie ist, wie das ganze Leben
der Menschheit, ein unend-
licher Erfüllungs-,
und kein bloßer Werdeprozeß... eine
mediale und qualitative...zeitliche
Unendlichkeit (92).
Über [der] bestimmte[n]
Form reißt die Ironie einen
Himmel ewiger Form, die Idee
der Formen, auf, die man
die absolute Form nennen
mag, und sie erweist das überleben des Werkes, das aus
dieser Sphäre sein unzerstörbares Bestehen schöpft,
nachdem die empirische form,
der Ausdruck seiner isolierten
reflexion, von ihr ver-
zehrt wurde....Die[se] Ironi[e]
ist gleichsam der Sturm,
der den Vorhang vor der tranzendentalen
Ordnung der
Kunst aufhebt (86).
Wenn die Kunst als das absolute
Relfexionsmedium die
systematische Grundkonzeption
der Athenäumszeit ist,
so findet sich diese durch
andere Bezeichnungen sub-
stituiert....Das Absolute
erscheint bald als Bildung,
bald als Harmonie, als Genie
oder Ironie, als Religion, Organisation oder Geschichte.
Und es soll gar
nicht geleugnet werden, daß
in anderen Zusammenhängen
es wohl denkbar wäre,
eine der anderen Bestimmungen
--also nicht die Kunst sondern
etwa die Geschichte--
jenem Absoluten, wofern nur
sein Charakter als Re-
flexionsmedium gewahrt bliebe,
einzuzeichnen(44).