by Norman Friesen: (nfriesen@gpu.srv.ualberta.ca)

In the introduction to his 1919 dissertation, Der Begriff der Kunstkritik in der deutschen Romantik, Benjamin describes his intention as follows: "[D]ie romantische Theorie der Kunstkritik," Benjamin proposes, "soll nach den romantischen Theoretikern der Kunst systematisch dargestellt werden."[1] Within this same introductory section, Benjamin also discusses the programmatic limitations of his inquiry --"die Einschränkungen der Fragestellung"[2]-- which are to assist in further defining the purpose and scope of the dissertation. One of the most significant limitations identified here is the exclusion of what Benjamin labels the "Gesichtsphilosophie" implicated in the concept of romantic "Kunstkritik:"

Benjamin continues by restating the purpose and scope of his dissertation as it appears in view of this essential stipulation. He states specifically that his dissertation will present the textual evidence for the romantic "Kunsttheorie," but will not to discuss this theory's underlying "standpoint." (Benjamin also indicates at this point that his dissertation will focus most specifically on Friedrich Schlegel's contribution to this theory):

In a footnote accompanying this passage, Benjamin explains that the one element which would ensure that this process is indeed "medial und qualitativ" --and thus also a human "Erfüllungsprozeß"-- is precisely "romantischer Messianismus:" "Dies [(ie. der mediale und qualitative Charakter der zeitlichen Unendlichkeit)] folgt aus dem romantischen Messainismus," as Benjamin says, "und kann hier nicht begründet werden"(92).

It is in this indirect, negative fashion that Benjamin can thus be said to indicate the way in which the reflective process is to be described specifically in the vocabulary of a similarly progressive, messianic historiography: For in describing the progressive nature of the reflective process as an "Erfüllungsprozeß ...wie das ganze Leben der Menschheit," Benjamin can be said to indicate that this process is specifically "temporal" and "historical" in its import and significance. Given such a suggestion, it can be further surmised that such a temporally-oriented reflective process might derive its content from a concrete, relative object which is itself historical in nature; and that it also might ultimately abstract from this object a universal and absolute form which is also historical in its significance. But of greatest importance is the question of how the messianic component --which would ensure that reflective process would at each stage be an "Erfüllungsprozeß"-- is itself to be articulated in terms of history and its interpretation. Of the various elements and operations described above as being constitutive of the reflective process, the one most directly and consistently comparable to this messianic element would seem to be "die Ironie der Form:" For the operation of this irony --like that of romantic messianism-- can be said to ensure that the process in which it is involved is indeed an "Erfüllungsprozeß;" and it can be said to do this simply through its preservation of the potentiality specific to the individual object --ensuring that it is ultimately incorporated and actualized (and in this sense, "fulfilled") in the absolute.

In order to properly illustrate how formal irony --and its positive, protective function-- can be understood as representing a displaced, transposed form of romantic messianism, it is necessary to leave the confines of Benjamin's dissertation --and to consider briefly how the messianic thematic is articulated in an explicitly historiographical terminology in Benjamin's "Thesen" "Über den Begriff der Geschichte" of 1939. Consequently, in its concluding pages, this essay will briefly examine this latter text --not to in an attempt to achieve an overview of its contents-- but simply to facilitate the isolation of a few fundamental points of analogy.

It is important to note that within these "Thesen" --and in the paralipomena accompanying them-- the specific term "messianisch" appears only sporadically. However, when these scattered references are considered concurrently, it becomes apparent that they point toward the presence of two distinct semantic values underlying this one term: Put very briefly, Benjamin --on the one hand-- speaks of "eine messianische Still-stellung des Geschehens," and of a "Splitter des Messianischen."[24] In each these two instances, the term can be said to designate a singular, eruptive moment --a fragmentary messianic instant which (as Benjamin himself says in one of these references) would be extracted "aus dem...Lauf der Geschichte."[25] On the other hand, Benjamin --in the paralipomena to the "Thesen"-- makes reference at one point to a specifically "messianisch[e] Idee der Universalgeschichte."[26] In formulating such a phrase, Benjamin can be said to use the term "messianic" --explicitly at this point and implicitly at others[27]-- to denote a positive notion of history as a total or unified progression. (This specific usage of the term "messianic" will be further illustrated below.)

If the messianic --in addition to these two divergent values or valencies-- is to be somehow understood as additionally fulfilling the positive, protective function earlier ascribed to irony, then it would have to be understood as carrying out this function in relation to both of these meanings: As operating (on the one hand) towards the preservation of a discrete, fragmentary moment of the past; and (on the other) as accomplishing this specifically in order that it may eventually be incorporated into an absolute, "erfüllte" universal history.

The various functions of this term --as well its relationship to many of those used earlier to describe romantic "Kritik"-- can be said to brought together and ramified in Benjamin's description of messianic historical "criticism" presented in the seventeenth of his "Geschichtsphilosophische Thesen." As such, it seems appro-priate to cite this specific thesis at some length below --using its comprehensive concision to bring this paper to its conclusion.

However, before this passage can be cited, it should be first noted that in it (as elsewhere in the "Thesen") Benjamin designates the specific agent through which the "messianic" process of preservation and fulfillment are to be realized as the "historisch-er Materialist" --and his statements in this passage are formulated specifically as a description of the historical materialist's task. It is important to further note that Benjamin begins this passage by speaking of what can be characterized as the historian's initial derivation --through a process of simultaneous destruction and preservation-- of a specific historical content. This content is designated in this context specifically as a "monad" --a figurative, Leibnizean "Kern" containing the singular potentiality of the concrete which is to be preserved through the efficacy of the messianic. And in the end, this messianic process appears ultimately to fulfill or absolutize this singular potentiality in the context of a larger, integral universality:

Der historische Materialist geht an einen geschichtlichen Gegenstand einzig und allein da heran, wo er ihm als Monade entgegentritt. In dieser Struktur erkennt er das Zeichen einer messainischen Stillstellung des Geschehens, anders gesagt, einer revolutionären Chance im Kampfe für die unterdrückte Vergangenheit. Er nimmt sie wahr, um eine bestimmte Epoche aus dem homogenen Verlauf der Geschichte herauszusprengen; so sprengt er ein bestimmtes Leben aus der Epoche, so ein bestimmtes Werk aus dem Le- benswerk. Der Ertrag seines Verfahrens besteht darin, daß im Werk das Lebenswerk, im Lebenswerk die Epoche und in der Epoche der gesamte Geschichtsverlauf aufbewahrt ist und aufgehoben.[28]

Just as the "Werk" is said to be the sublation of the "Lebenswerk" (and the "Epoche" that of the entire "Geschichtsverlauf"), so too can the monadic "Kern" isolated by the historical materialist itself be said to be similarly preserved and transformed --and fully realized in terms of a messianic "Universalgeschichte." Thus, (despite some conceptual and terminological differences) it is possible to see from Benjamin's "Thesen" that the messianic does indeed exist in intimate and suggestive correlation with "die Ironie der Form" presented twenty years earlier in Benjamin's dissertation.

In conclusion, it can be said that the implicit messianic thematic presented in Benjamin's Begriff der Kunstkritik in der deutschen Romatik manifests itself in what might be termed a "reflective historiography:" A historiographical methodology which, it must be emphasized, would operate in a manner predominantly retrospective and protective in nature --preserving the specificity of the historically concrete for an absolutization which (because of its emphatically hypothetical nature) would always remain beyond its conceptual grasp.


Footnotes

[1] Walter Benjamin, "Begriff der Kunstkritik in der Deutschen Romantik," Gesammelte Schriften, ed. Theodor W. Adorno and Gershom Scholem (Frankfurt am Main: Suhrkamp Verlag 1980), p. 14. Please note that all subsequent quotations from this specific text are taken from this edition and will be noted within the body of the essay.

[2] This is the title given to the dissertation's first prefatory sub-section; see p. 11.

[3] Later in this introductory section, Benjamin states explicitly that his dissertation will deal specifically with Schlegel: "Als die romantische Theorie der Kunstkritik wird im folgenden diejenige Friedrich Schlegels dargestellt"(14).

[4] It should be noted that at the few moments in the dissertation where romantic messianism is referred to explicitly, Benjamin's remarks can be said to be essentially parenthetical in nature --or (in the case of the two references cited above) to be confined entirely to the dissertation's footnotes.

[4] Walter Benjamin, Briefe, ed. Gershom Scholem and Theodor W. Adorno (Frankfurt am Main: Suhrkamp Verlag, 1976), p. 108.

[5] Ibid., pp. 202-203.

[6] Ibid., p. 208.

[7] It is at this specific point that the first, immediately salient divergence of the epistemology of the romantics from that of Fichte can be identified. Benjamin himself expresses this in the following way: "Das Interesse an der Unmittelbarkeit der obersten Erkenntnis teilte Fichte mit den Frühromantikern. Ihr Kultus des Unendlichen, wie sie ihn auch in der Erkenntnistheorie ausprägen, trennte sie von ihm und gab ihrem Denken seine höchst eigentümliche Richtung" (25).

[8] More precisely, this progression must be understood as being one in which the change introduced by each successive stage or reflection would itself change in its magnitude: Specifically, any one reflection occurring in this process must be understood as being greater in its transformative magnitude or power than the reflection previous to it. Webster's Third New International Dictionary provides the following definition and illustration for the term "exponential:" "[It is] used especially in indicating variation in which one variable factor depends upon another variable factor (culture is said to grow in an exponential manner; and the number of inventions is a function of the size of the cultural base -F.H. Hankins)." (Webster's Third New International Dictionary (Springfield, Massachusetts: G. & C. Merriam Co., 1961), p. 208.)

[9] Webster's gives the following definition

of "asymptote," (and also provides the diagram reproduced on the right): "[A] straight line associated with a curve such that as a point P moves out

along an infinite branch of the curve the distance from the point P to the line approaches zero and the slope of the curve at P approaches the slope

of the line"(p. 136). Accordingly, the curve described in this definition could be said to schematize the progression of reflection, and the straight line can be understood as itself representing the absolute. As such, this curve --like the process of reflection itself-- would appear to approach ever more closely the absolute, but never become completely coextensive with it.

[10] It should be noted here that the "Darstellungform" --as well as the reflection giving it definition-- appear conspicuously and with especial frequency in Benjamin's specific description of formal irony (see p. 86; see below, p. 20).

[11] Benjamin's exact words at this point are as follows: "Ihre Aufgabe erfüllt die Kritik, indem sie, je geschlossener die Relfexion, je strenger die Form des Werkes ist, desto vielfacher und intensiver diese aus sich heraustreibt, die ursprüngliche Reflexion in einer höheren auflöst und so fortfärt"(73).

[12] See above, p. 10.

[13] One can note here that in the section of his dissertation entitled "Die Bedeutung der Reflexion bei den Frühromantikern," Benjamin himself speaks of an "Unendlichkeit des Zusammenhanges" (26) --saying that "es sollte in ihr [(dieser Unendlichkeit)] alles auf unendlich vielfache Weise... zusammenhängen."(26) He additionally indicates at this point that the way in which these elements are to "cohere" or interrelate is precisely "in der Vermittlung durch Reflexionen"(27). Benjamin also proceeds to explain that because each reflection must be understood as being "unmittelbar in sich"(26), the mediation provided by reflection can be further described as "eine Vermittlung durch Unmittelbarkeiten." "Friederich Schlegel kannte keine andere," Benjamin goes on to say, "und er spricht gelegentlich in diesem Sinne von dem `Übergang, der immer ein Sprung sein muß'"(27).

[14] It should be noted that the term "Medium" appears throughout Benjamin's discussion of both the specifically Fichtean and romantic modes of reflection. As early as page 38, for example, Benjamin insists on the "Einheit von Reflexion und Medialität," and characterizes reflection (citing a description from Novalis) as existing in a state of "`Selbstdurchdringung.'" A few pages later, Benjamin further describes the "Reflexions-medium" as a "ein stetige[r] mediale[r] Zusammenhang"(49); and later, as "ein Medium, welches den Zusammenhang der Formen in sich birgt und aus sich bildet"(111).

[15] Benjamin further describes "die mediale Natur des Absolutums"(37) in the following passage: "Die reflexion Konstituiert das Absolute, und sie konstituiert es als ein Medium. Auf den stetigen gleichformigen Zusammenhang im Absolutum...die man...als den Zusammenhang des Wirklichen...in den Graden seiner deutlichen Entfaltung zu interpretieren hat"(37). Benjamin also describes the "absolute Kunstform" further in the following way: "In d[em Medium] hängen alle Darstellungsformen stetig zusammen, gehen in einander über und vereinigen sich zur absoluten Kunstform"(87).

[16] See p. 87, where Benjamin makes the following assertion: "[Die] absolut[e] Kunstform...ist identisch...mit der Idee der Kunst."

[17] Benjamin speaks of the specific "Beziehung des einzelnen Werkes auf die Idee der Kunst" on page 73 of the dissertation.

[18] Benjamin's exact words at this point are as follows: "Sie [(die Ironie)] is an dieser Stelle einmal darum zu behandeln, weil in einem bestimmten Hinsicht mit d[en] objektiven Momenten seines [(Friedrich Schlegels)] Denkens...in einem engen Zusammenhang steht"(81).

[19] This is the case, of course, because of the infinite, asymptotic character of reflective "Pontenzierung."

[20] For Benjamin's description of "aboslute Relfexion," see pages 30-31 of his dissertation.

[21] See, for example, The Princeton Handbook of Poetic Terms, ed. Alex Preminger (Princeton: Princeton University Press, 1986), in which romantic irony is defined as giving "expression" to "the paradoxical nature" of such oppositions and polarities as the "absolute vs. relative, subjective vs. objective"(109).

[22] See above, p. 2.

[23] Walter Benjamin, "Über den Begriff der Geschichte," Gesammelte Schriften, I, 2, p. 704.

[24] Ibid., p. 703. For further description of this process of the "extraction" of the messianic moment, see below, pp. 29-30.

[25] Walter Benjamin, "Über den Begriff der Geschichte," "Anmerkungen," Gesammelte Schriften, I, 3, p. 1234.

[26] An example of a further, implicit reference can be found at another point in the paralipomena where Benjamin says the following about the notion of a "Universalgeschichte:" "Nicht jede Universalgeschichte muß reaktionär sein. Die Universalgeschichte ohne konstruktives Prinzip ist es. Das konstruktive Prinzip der Universalgeschichte erlaubt es, sie in den partiellen zu repräsen-tieren. Es ist mit andern Worten ein monadologisches. Es existiert in der Heilsgeschichte" (Benjamin, I, 3, p. 1234). Also, within the "Thesen" themselves, Benjamin speaks affirmatively of a historiographical method which would accomplish the "[A]ufheb[ung] und [A]ufbewahr[ung]" of "der gesamte Geschichtsverlauf"(Benjamin, p. I, 2, 703, emphasis added).

[27] Benjamin, I, 2, p. 703.





Bibliography

Benjamin, Walter. "Begriff der Kunstkritik in der deutschen Romantik." Gesammelte Schriften. Ed. Theodor W. Adorno and Gershom Scholem. Frankfurt am Main: Suhrkamp Verlag 1980.

Benjamin, Walter. "Über den Begriff der Geschichte." Gesammelte Schriften, I, 2; also I, 3.

Bullock, Marcus. "The Coming of the Messiah or the Stoic Burning

--Aspects of the Negated Text in Walter Benjamin and Friedrich Schlegel." The Germanic Review. Winter 1985, LX, 1. Pp. 2- 15.

Menninghaus, Winfried. Unendliche Verdoppelung: die frühromantische Grundlegung der Kunsttheorie im Begriff absoluter Selbst- reflexion. Frankfurt: Suhrkamp Verlag, 1987. Pp. 7-71, 215- 223.